How the Safeguards Rule Can Put You Out of Business

May 16
3:50 PM - 4:35 PM

James S. Ganther, Esq.
Mosaic Compliance Services, LLC

With all the attention being paid to the impact of the revised Safeguards Rule on the dealership community, its impact on the agent community may have gone unnoticed.  But most of the Rule’s requirements flow through to agents as well, and if they can’t demonstrate compliance by December 9, 2022, their dealership clients are required to fire them.  This session will highlight the obligations agents must meet, point them to the resources necessary to come into compliance, and discuss how this new burden can create opportunities for growth.